SEBI License (Stock Broker / AIF / Mutual Fund / Portfolio Manager / Investment Adviser / Research Analyst / Merchant Banker / FPI / Depository Participant / Custodian / CRA) — most rigorous capital markets framework under SEBI Act 1992 + SCRA 1956 + Depositories Act 1996 + ca...
SEBI License (Stock Broker / AIF / Mutual Fund / Portfolio Manager / Investment Adviser / Research Analyst / Merchant Banker / FPI / Depository Participant / Custodian / CRA) — most rigorous capital markets framework under SEBI Act 1992 + SCRA 1956 + Depositories Act 1996 + category-specific Regulations. Comprehensive: entity setup + Net Worth ₹1 LAKH-₹100 CRORE + Fit & Proper vetting + NISM certifications + Comprehensive policies + Cyber Security (SEBI 2023 framework) + IT infrastructure + Application via SI Portal + SEBI scrutiny (3-24 months category-dependent) + Final approval + Ongoing compliance. Multi-disciplinary engagement of capital markets lawyers + Big-4 auditors + IT specialists + compliance officers. NOT FSSAI / NOT MoEFCC / NOT incorporation.
SEBI License (Broker / AIF / MF) in Ghaziabad is a critical service for individuals, entrepreneurs, and enterprises operating in Uttar Pradesh. At Nyaya Grah, we deliver this service under the direct supervision of senior counsel — never juniors masquerading — with complete process transparency and a binding money-back guarantee.
Ghaziabad, with its 18L+ active businesses and ₹22L+ economic footprint, demands legal infrastructure that is both fast and accurate. Uttar Pradesh's jurisdictional nuances — including a stamp duty of 7% and ₹2,500/yr professional tax — require local expertise that our team brings to every engagement.
Whether you are filing your first application, navigating a complex matter, or seeking specialist counsel, our practice in Ghaziabad ensures every submission carries the imprimatur of seasoned review. We handle the regulatory machinery — you focus on your business.
Everything required to complete your SEBI License (Broker / AIF / MF) in Ghaziabad — bundled into a single fixed fee.
A structured four-step process designed to be transparent, predictable, and accountable at every stage.
Free 30-min consultation with senior partner. Clear quote, timeline, document checklist.
Day 0Signed engagement letter with fixed fee. Document collection begins.
Day 1Category selection · Entity Foundation + Net Worth · NISM certifications · Comprehensive policies + PPM (AIF) / SID-SAI-KIM (MF) · Cyber Security framework · Application via SI Portal · SEBI scrutiny + queries · On-site inspection · Registration Certificate.
Day 2-7SEBI Registration Certificate (category-specific) + Comprehensive policy framework + Stock Exchange/Depository membership (if applicable) + First Scheme/Fund launch + AMFI/SCORES integration + 36-month post-registration support.
FinalA typical checklist. Our team will customize this list during the consultation based on your specific case.
Jurisdictional details relevant to your SEBI License (Broker / AIF / MF) in Ghaziabad.
Fixed professional fees. Government charges quoted separately and disclosed in the engagement letter.
| Component | What's Included | Cost |
|---|---|---|
| SEBI License (Broker / AIF / MF) · Professional FeesSenior counsel · End-to-end service | All work above | ₹249999Fixed |
| Government FeesAuthority charges, filing fees | Pass-through | At ActualsReceipts shared |
| Stamp Duty (if applicable)Uttar Pradesh rate: 7% | As per state | At ActualsQuoted upfront |
| GST on Professional Fees18% as per Indian GST | Statutory | 18%On professional fee |
All fees are disclosed in writing on the engagement letter before commencement. Money-back guarantee if we miss the quoted timeline.
Answers to questions most often posed by our clients in Uttar Pradesh.
Our professional fee for SEBI License (Broker / AIF / MF) in Ghaziabad starts at ₹249999, all-inclusive. Government fees, stamp duty (7% in Uttar Pradesh), and 18% GST are billed separately at actuals. The complete fee breakdown is disclosed in writing on the engagement letter before work begins.
The standard timeline for SEBI License (Broker / AIF / MF) is 7-10 working days. We provide a written timeline on the engagement letter — if we miss it for reasons attributable to us, our professional fee is fully refunded (binding guarantee).
Yes. End-to-end. From document preparation to final filing with ROC Kanpur and follow-up till certificate issuance — every step is handled by our team in Ghaziabad. You will receive real-time updates via WhatsApp at every milestone.
You will speak to a senior partner with 15+ years of practice. We do not have juniors masquerading as senior counsel. Every consultation, strategic decision, and material communication is conducted by a partner. Routine execution may be delegated to qualified associates — but oversight remains with the partner throughout.
A typical checklist includes PAN, Aadhaar, address proof, and service-specific documents. The complete list is customized during your free consultation. We accept digital scans (PDF/JPG) — physical visits to our office are not required.
We serve clients across Uttar Pradesh and all of India — 1,219+ cities. Our jurisdictional expertise for Uttar Pradesh includes specific knowledge of ROC Kanpur procedures, Uttar Pradesh stamp duty (7%), and applicable state schemes such as UP MSME, Nivesh Mitra.
Simply call +91 7878407950 or message us on WhatsApp. Your first 30-min consultation is complimentary, conducted directly with the senior partner relevant to your matter. You will leave the call with full clarity on cost, timeline, and process — with no obligation to proceed.
Comprehensive legal & compliance services available in Ghaziabad · Uttar Pradesh.
In Ghaziabad · Same Day
In Ghaziabad · Same Day
In Ghaziabad · Same Day
In Ghaziabad · Same Day
In Ghaziabad · Same Day
In Ghaziabad · Same Day
In Ghaziabad · Same Day
In Ghaziabad · Same Day
Speak directly with a senior counsel · Complimentary first consultation · Fixed transparent fees · Binding timeline guarantee.